Filed April 6, 2026 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
BB&T1 year Service code 21 · EIN 56-1368984 | Bank Trustee | $5,421 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS Service code 21 · EIN 22-3319884 | Bank Trustee | $2,554 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,331 | $54,390-24.0% | $117,039-64.7% | $69,631-40.6% |
| Participation rate | 25.4% | 58.5%-33.1pp | 77.2%-51.7pp | 70.7%-45.2pp |
| Annual return | 14.39% | 18.33%-3.9pp | 18.95%-4.6pp | 27571.02%-27556.6pp |
| Employer contribution / active EE | $0 | $1,357-100.0% | $3,785-100.0% | $2,032-100.0% |
| Participant deferral / active EE | $652 | $2,076-68.6% | $3,929-83.4% | $3,224-79.8% |
| Admin fee / account holder | $57 | $98-42.1% | $5,974-99.1% | $110-48.8% |