Filed April 6, 2026 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $2,375 |
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS Service code 49 380 KNOLLWOOD STREET SUITE 250 · WINSTON, NC 27103 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,001 | $46,761-23.0% | $106,619-66.2% | $57,658-37.6% |
| Participation rate | 25.7% | 56.9%-31.2pp | 78.0%-52.3pp | 70.2%-44.5pp |
| Annual return | 6.28% | 15.77%-9.5pp | 9.42%-3.1pp | 5.13%+1.2pp |
| Employer contribution / active EE | $0 | $1,274-100.0% | $3,947-100.0% | $1,974-100.0% |
| Participant deferral / active EE | $669 | $1,954-65.8% | $3,930-83.0% | $3,061-78.1% |
| Admin fee / account holder | $17 | $97-82.8% | $6,418-99.7% | $95-82.4% |