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| Provider | Service type | Compensation |
|---|---|---|
Filed as: LOCKTON INVESTMENT SECURITIES, LLC Service code 49 · EIN 20-3247391 | Other Services | $23,259 |
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $7,647 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,566 | $99,957-35.4% | $149,715-56.9% | $73,493-12.1% |
| Participation rate | 93.5% | 75.7%+17.8pp | 82.5%+11.1pp | 70.7%+22.8pp |
| Annual return | 21.46% | 53.87%-32.4pp | 276.66%-255.2pp | 28.51%-7.1pp |
| Employer contribution / active EE | $2,703 | $3,191-15.3% | $4,645-41.8% | $2,270+19.1% |
| Participant deferral / active EE | $7,158 | $6,073+17.9% | $6,842+4.6% | $3,740+91.4% |
| Admin fee / account holder | $32 | $551-94.3% | $9,310-99.7% | $513-93.8% |