Retirement plan

ZEPHYR ANESTHESIA, LLC 401(K) PLAN TRUST

Name: ZEPHYR ANESTHESIA, LLC - ZEPHYR ANESTHESIA, LLC 401(K) PLAN TRUST (2024) Form 5500
Creator: ZEPHYR ANESTHESIA, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ZEPHYR ANESTHESIA, LLC 401(K) PLAN TRUST, ZEPHYR ANESTHESIA, LLC

ZEPHYR ANESTHESIA, LLCEIN 90-0685597Plan #001PY 2024

2816 KINGSTON ST, STE C - KENNER, LA 70062504-408-0804

Prospect flagsRecently reached 100 employeesFailed to transmit contributionsWind-down / frozen

How to read this page

Total assets (EOY)

$29.9M

+8134.3% from 2023

Total participants

140

+1650.0% from 2023

Average account balance

$213,667

No prior year

Annual return

10338.00%

+10301.79 pp from 2023

Benchmarks

See 109,298 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort109,298 peers

Snapshot2024

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$29.91M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$214K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

140

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$535K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$22K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10338.00%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$279

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
STOKES FAMILY OFFICE LLC1 year Service code 27 · EIN 83-3656874	Advisory (Plan)	$24,754
STOEKS FAMILY OFFICE1 year Service code 27 · EIN 83-3656874	Advisory (Plan)	$8,244
EPGS1 year Service code 29 · EIN 86-2963468	Legal	$4,023
FIDELITY INVESTMENTS INSTITUTIONAL1 year Service code 60 · EIN 04-2647786	Sub-TA Fees	$2,046

Plan features & details

Pension benefit codes2E2F2G2J2T3D2A

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

3 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
InformationalRecently reached 100 employees
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
InformationalWind-down / frozen
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.

Expense breakdown

Schedule H Part II

Admin total

$39K

$1628 / participant

Recordkeeping$2K5.2%
Investment mgmt$25K63.4%
Legal$4K10.3%
Other / not subdivided$8K21.1%

% of EOY assets

0.131%

all-in expense ratio

Categories reported

3 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: ANDREWS HOOPER PAVLIK
Auditor EIN: 383133790
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$213,667

$183,516+16.4%

$155,534+37.4%

$145,884+46.5%

Participation rate

100.0%

82.7%+17.3pp

78.2%+21.8pp

80.3%+19.7pp

Annual return

10338.00%

61.43%+10276.6pp

64.92%+10273.1pp

551.85%+9786.2pp

Employer contribution / active EE

$8,997

$5,315+69.3%

$4,675+92.5%

$4,662+93.0%

Participant deferral / active EE

$13,309

$6,467+105.8%

$5,630+136.4%

$6,690+98.9%

Admin fee / account holder

$279

$19,293-98.6%

$15,900-98.2%

$13,392-97.9%

Provider

Service type

Compensation

STOKES FAMILY OFFICE LLC1 year

Service code 27 · EIN 83-3656874

Advisory (Plan)

$24,754

STOEKS FAMILY OFFICE1 year

Service code 27 · EIN 83-3656874

Advisory (Plan)

$8,244

EPGS1 year

Service code 29 · EIN 86-2963468

Legal

$4,023

FIDELITY INVESTMENTS INSTITUTIONAL1 year

Service code 60 · EIN 04-2647786

Sub-TA Fees

$2,046

ZEPHYR ANESTHESIA, LLC 401(K) PLAN TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ZEPHYR ANESTHESIA, LLC 401(K) PLAN TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion