Filed February 23, 2026 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.8+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $169,979 |
CAPFINANCIAL PARTNERS LLC2 years Service code 28 · EIN 26-0058143 | Investment Management | $35,000 |
CHARLES SCHWAB & CO., INC.5 years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Shareho... | $2,994 |
CHARLES SCHWAB & CO., INC.6 years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,837 | $95,918-28.2% | $151,634-54.6% | $77,906-11.6% |
| Participation rate | 96.0% | 88.7%+7.2pp | 87.5%+8.5pp | 73.7%+22.3pp |
| Annual return | -17.80% | -5.50%-12.3pp | 3.32%-21.1pp | 12.16%-30.0pp |
| Employer contribution / active EE | $5,191 | $4,330+19.9% | $6,165-15.8% | $2,846+82.4% |
| Participant deferral / active EE | $8,818 | $7,508+17.4% | $8,363+5.4% | $4,805+83.5% |
| Admin fee / account holder | $53 | $93-42.9% | $11,614-99.5% | $133-59.9% |