Filed January 5, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $475,287 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $80,000 |
AUDIT AND TAX SOLUTIONS6 years Filed as: AUDIT AND TAX SOLUTIONS CPAS, INC Service code 99 2542 BASCOM AVE SUITE 295 · CAMPBELL CA, CA 95008 | Other Fees | $20,750 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE CO, CO 80111 | Investment Management | $18,783 |
OGLETREE DEAKINS2 years Filed as: OGLETREE, DEAKINS, NASH, SMOAK & ST Service code 29 PO BOX 89 · COLUMBIA, SC 29202 | Legal | $16,563 |
Filed as: EMPOWER FINANCIAL SERVICES,INS Service code 33 8515 E ORCHARD ROAD · GREENWOOD VILLAGE CO, CO 80111 | Other investment fees and expenses; S... | $214 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,951 | $52,172-38.8% | $56,033-43.0% | $106,553-70.0% |
| Participation rate | 85.3% | 32.5%+52.8pp | 52.5%+32.8pp | 69.8%+15.5pp |
| Annual return | 12.26% | 17.21%-5.0pp | 1711.38%-1699.1pp | 17.37%-5.1pp |
| Employer contribution / active EE | $332 | $613-45.9% | $1,041-68.1% | $3,359-90.1% |
| Participant deferral / active EE | $2,277 | $1,424+59.9% | $1,954+16.5% | $5,562-59.1% |
| Admin fee / account holder | $36 | $90-59.8% | $2,827-98.7% | $80-54.3% |