Filed January 5, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $475,287 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $80,000 |
Filed as: AUDIT AND TAX SOLUTIONS CPAS, INC Service code 99 2542 BASCOM AVE SUITE 295 · CAMPBELL CA, CA 95008 | Other Fees | $20,750 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE CO, CO 80111 | Investment Management | $18,783 |
OGLETREE DEAKINS2 years Filed as: OGLETREE, DEAKINS, NASH, SMOAK & ST Service code 29 PO BOX 89 · COLUMBIA, SC 29202 | Legal | $16,563 |
Filed as: EMPOWER FINANCIAL SERVICES,INS Service code 33 8515 E ORCHARD ROAD · GREENWOOD VILLAGE CO, CO 80111 | Distribution (12b-1) fees; Other inve... | $214 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,951 | $47,385-32.6% | $56,411-43.4% | $106,382-70.0% |
| Participation rate | 85.3% | 33.2%+52.1pp | 52.5%+32.8pp | 69.9%+15.4pp |
| Annual return | 12.26% | 17.29%-5.0pp | 1701.33%-1689.1pp | 17.37%-5.1pp |
| Employer contribution / active EE | $332 | $623-46.8% | $1,039-68.1% | $3,364-90.1% |
| Participant deferral / active EE | $2,277 | $1,440+58.1% | $1,952+16.7% | $5,569-59.1% |
| Admin fee / account holder | $36 | $78-53.5% | $2,829-98.7% | $79-54.1% |