Filed August 24, 1993
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $139,094 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VLLAGE, CO 80111 | Recordkeeping Fees | $14,845 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,720 | $73,149+19.9% | $120,580-27.3% | $77,762+12.8% |
| Participation rate | 49.2% | 55.2%-6.0pp | 72.0%-22.8pp | 70.6%-21.4pp |
| Annual return | 12.05% | 18.24%-6.2pp | 107.48%-95.4pp | 31.27%-19.2pp |
| Employer contribution / active EE | $3,318 | $1,793+85.0% | $3,469-4.4% | $2,728+21.6% |
| Participant deferral / active EE | $2,920 | $3,006-2.9% | $4,995-41.6% | $4,651-37.2% |
| Admin fee / account holder | $572 | $660-13.3% | $9,418-93.9% | $433+32.1% |