Filed December 8, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $222,191 |
Filed as: CHARLES SCHWAB & CO. INC & AFFILIAT Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,428 | $62,943+29.4% | $142,908-43.0% | $93,010-12.5% |
| Participation rate | 94.4% | 63.3%+31.1pp | 72.0%+22.4pp | 73.9%+20.5pp |
| Annual return | 15.77% | 16.28%-0.5pp | 5640.16%-5624.4pp | 158.70%-142.9pp |
| Employer contribution / active EE | $3,454 | $1,374+151.5% | $4,146-16.7% | $2,705+27.7% |
| Participant deferral / active EE | $7,440 | $2,841+161.9% | $3,838+93.8% | $4,561+63.1% |
| Admin fee / account holder | $69 | $103-32.4% | $6,560-98.9% | $152-54.2% |