Filed December 8, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $125,803 |
Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,899 | $53,911+22.2% | $130,660-49.6% | $77,775-15.3% |
| Participation rate | 94.7% | 60.2%+34.5pp | 71.7%+23.0pp | 73.2%+21.5pp |
| Annual return | 27.90% | 21.93%+6.0pp | 1709.29%-1681.4pp | 32.58%-4.7pp |
| Employer contribution / active EE | $3,482 | $1,826+90.8% | $4,092-14.9% | $2,504+39.1% |
| Participant deferral / active EE | $6,899 | $2,288+201.5% | $3,603+91.5% | $3,966+74.0% |
| Admin fee / account holder | $42 | $129-67.5% | $5,463-99.2% | $100-58.2% |