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| Provider | Service type | Compensation |
|---|---|---|
NFP RETIREMENT INC3 years Filed as: NFP RETIREMENT INC DBA 401K ADVISOR Service code 27 120 VANTIS STE 400 · ALISO VIEJO, CA 926562689 | Advisory (Plan) | $34,669 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $24,505 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,960 | $57,384+41.1% | $106,387-23.9% | $56,287+43.8% |
| Participation rate | 53.7% | 71.3%-17.7pp | 77.5%-23.8pp | 69.9%-16.2pp |
| Annual return | -9.22% | 5.91%-15.1pp | 0.25%-9.5pp | -9.96%+0.7pp |
| Employer contribution / active EE | $1,437 | $2,348-38.8% | $3,520-59.2% | $2,111-31.9% |
| Participant deferral / active EE | $4,885 | $3,799+28.6% | $5,421-9.9% | $3,350+45.8% |
| Admin fee / account holder | $519 | $566-8.3% | $7,510-93.1% | $521-0.4% |