Filed July 12, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2+ years Filed as: LPL FINANCIAL SERVICES, INC. Service code 27 · EIN 04-3046611 | Advisory (Plan) | $48,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | $23,992 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $126,844 | $91,051+39.3% | $88,497+43.3% | $55,167+129.9% |
| Participation rate | 99.3% | 79.5%+19.7pp | 82.4%+16.9pp | 69.0%+30.3pp |
| Annual return | 11.96% | 9.63%+2.3pp | 7.63%+4.3pp | 169.23%-157.3pp |
| Employer contribution / active EE | $9,097 | $3,430+165.2% | $4,036+125.4% | $1,963+363.5% |
| Participant deferral / active EE | $8,126 | $4,954+64.0% | $4,899+65.9% | $3,054+166.1% |
| Admin fee / account holder | $391 | $539-27.3% | $6,220-93.7% | $504-22.4% |