Filed July 12, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL SERVICES, INC. Service code 27 · EIN 04-3046611 | Advisory (Plan) | $34,920 |
Service code 37 · EIN 04-2647786 | Loan Processing | $21,041 |
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $9,000 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $113,977 | $89,553+27.3% | $81,367+40.1% | $52,331+117.8% |
| Participation rate | 99.2% | 82.2%+17.0pp | 82.3%+16.9pp | 68.1%+31.1pp |
| Annual return | 0.75% | 4.41%-3.7pp | -0.92%+1.7pp | 4.54%-3.8pp |
| Employer contribution / active EE | $8,903 | $3,780+135.5% | $3,930+126.6% | $1,882+373.1% |
| Participant deferral / active EE | $7,792 | $5,359+45.4% | $5,383+44.7% | $3,022+157.8% |
| Admin fee / account holder | $361 | $1,914-81.1% | $8,926-96.0% | $592-39.0% |