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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SWBC INVESTMENT SERVICES LLC Service code 55 9311 SAN PEDRO #600 · SAN ANTONIO, TX 78216 | Other Commissions | $9,586 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $6,036 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,682 | $42,546+26.2% | $71,796-25.2% | $55,167-2.7% |
| Participation rate | 83.5% | 59.1%+24.4pp | 69.1%+14.4pp | 69.0%+14.5pp |
| Annual return | 0.00% | 12.36%-12.4pp | 78.04%-78.0pp | 169.23%-169.2pp |
| Employer contribution / active EE | $0 | $803-100.0% | $1,924-100.0% | $1,963-100.0% |
| Participant deferral / active EE | $2,440 | $2,064+18.2% | $2,794-12.7% | $3,054-20.1% |
| Admin fee / account holder | $32 | $650-95.1% | $4,815-99.3% | $504-93.7% |