| Provider | Service type | Compensation |
|---|---|---|
T ROWE PRICE RPS INC3+ years Service code 15 100 EAST PRATT STREET · BALTIMORE, MD 21202 | Recordkeeping | $159,000 |
STOEL RIVES LLP1 year Service code 29 201 SOUTH MAIN STREET · SALT LAKE CITY, UT 84111 | Legal | $48,000 |
KPMG LLP3+ years Service code 10 15 WEST TEMPLE · SALT LAKE CITY, UT 84101 | Accounting | $23,000 |
SUMMIT FINANCIAL CORPORATION2 years Filed as: SUMMIT STRATEGIES INC Service code 27 8182 MARYLAND AVE. · ST. LOUIS, MO 63105 | Advisory (Plan) | $8,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,880 | $53,684-12.7% | $170,435-72.5% | $80,976-42.1% |
| Participation rate | 10.1% | 69.2%-59.1pp | 83.6%-73.5pp | 68.3%-58.2pp |
| Annual return | 16.97% | 25.97%-9.0pp | 205.94%-189.0pp | 22.91%-5.9pp |
| Employer contribution / active EE | $0 | $1,642-100.0% | $5,432-100.0% | $2,402-100.0% |
| Participant deferral / active EE | $346 | $3,017-88.5% | $4,939-93.0% | $3,848-91.0% |
| Admin fee / account holder | $51 | $46+9.4% | $13,881-99.6% | $67-24.8% |