Filed January 4, 2008 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $183,036 |
Filed as: RESOURCES INVESTMENT ADVISORS Service code 16 · EIN 43-1451524 | Consulting | $88,196 |
TANNER LLC2 years Service code 10 · EIN 20-2253063 | Accounting | $14,368 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $195,563 | $77,197+153.3% | $86,645+125.7% | $93,010+110.3% |
| Participation rate | 99.8% | 78.2%+21.6pp | 71.7%+28.2pp | 73.9%+25.9pp |
| Annual return | 11.53% | 16.31%-4.8pp | 63.52%-52.0pp | 158.70%-147.2pp |
| Employer contribution / active EE | $8,466 | $2,514+236.7% | $2,496+239.2% | $2,705+212.9% |
| Participant deferral / active EE | $8,917 | $3,831+132.8% | $3,700+141.0% | $4,561+95.5% |
| Admin fee / account holder | $151 | $105+43.7% | $5,830-97.4% | $152-0.6% |