Filed February 9, 2015 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES10+ years Service code 26 · EIN 77-0473565 | Advisory (Participants) | $924,694 |
FID INV INST OPS CO8 years Service code 15 · EIN 04-2647786 | Recordkeeping | $462,394 |
FINANCIAL ENGINES6 years Filed as: EDELMAN FINANCIAL ENGINES, LLC Service code 27 · EIN 94-3250323 | Advisory (Plan) | $19,980 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $201,615 | $99,313+103.0% | $133,698+50.8% | $99,313+103.0% |
| Participation rate | 97.7% | 71.7%+26.0pp | 76.4%+21.3pp | 71.7%+26.0pp |
| Annual return | 13.46% | 17.67%-4.2pp | 580.90%-567.4pp | 17.67%-4.2pp |
| Employer contribution / active EE | $4,253 | $3,264+30.3% | $4,218+0.8% | $3,264+30.3% |
| Participant deferral / active EE | $12,338 | $5,346+130.8% | $7,016+75.8% | $5,346+130.8% |
| Admin fee / account holder | $306 | $109+180.3% | $6,703-95.4% | $109+180.3% |