Filed February 9, 2015 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES9+ years Service code 26 · EIN 77-0473565 | Advisory (Participants) | $829,144 |
FID INV INST OPS CO7 years Service code 15 · EIN 04-2647786 | Recordkeeping | $419,001 |
FINANCIAL ENGINES5 years Filed as: EDELMAN FINANCIAL ENGINES, LLC Service code 27 · EIN 94-3250323 | Advisory (Plan) | $19,113 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $189,357 | $103,657+82.7% | $130,298+45.3% | $103,657+82.7% |
| Participation rate | 97.5% | 73.4%+24.1pp | 76.3%+21.2pp | 73.4%+24.1pp |
| Annual return | 16.55% | 33.13%-16.6pp | 38.90%-22.3pp | 33.13%-16.6pp |
| Employer contribution / active EE | $4,070 | $3,216+26.6% | $4,128-1.4% | $3,216+26.6% |
| Participant deferral / active EE | $11,735 | $5,218+124.9% | $6,790+72.8% | $5,218+124.9% |
| Admin fee / account holder | $306 | $114+168.5% | $6,025-94.9% | $114+168.5% |