| Provider | Service type | Compensation |
|---|---|---|
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 13 · EIN 22-1211670 | Contract Administrator | $39,964 |
Service code 49 · EIN 94-2735850 | Other Services | $25,000 |
Filed as: PRUDENTIAL INVESTMENT MANAGEMENT SE Service code 63 · EIN 13-4122960 | 12b-1 Fees | $500 |
CARL IVKA2+ years Filed as: CARL BAKER Service code 56 SCOTTSDALE HEALTHCARE HOSPITALS · SCOTTSDALE, AZ 852585911 | Non-monetary compensation | $0 |
CARLOS ANDRADE2+ years Filed as: CARLOS NAJARRO Service code 56 SCOTTSDALE HEALTHCARE HOSPITAL · SCOTTSDALE, AZ 852585911 | Non-monetary compensation | $0 |
HARRY K. FRIEDMAN2+ years Filed as: HARRY ALBERTI Service code 56 SCOTTSDALE HEALTHCARE HOSPITAL · SCOTTSDALE, AZ 852585911 | Non-monetary compensation | $0 |
LINDA HOOD1 year Filed as: LINDA ALBA Service code 56 SCOTTSDALE HEALTHCARE HOSPITALS · SCOTTSDALE, AZ 852585911 | Non-monetary compensation | $0 |
MICKI ROCK1 year Service code 56 SCOTTSDALE HEALTHCARE HOSPITAL · SCOTTSDALE, AZ 852585911 | Non-monetary compensation | $0 |
NATIONAL PLANNING CORPORATION2+ years Service code 33 · EIN 38-3023534 | Securities brokerage; Securities brok... | $0 |
Service code 15 · EIN 06-1050034 | Recordkeeping | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,498 | $49,270+16.7% | $156,551-63.3% | $329,111-82.5% |
| Participation rate | 67.2% | 68.1%-1.0pp | 84.0%-16.8pp | 67.9%-0.7pp |
| Annual return | 7.28% | 23.25%-16.0pp | 32.23%-25.0pp | 16.35%-9.1pp |
| Employer contribution / active EE | $1,788 | $1,534+16.5% | $5,501-67.5% | $2,303-22.4% |
| Participant deferral / active EE | $3,718 | $2,920+27.3% | $4,871-23.7% | $3,682+1.0% |
| Admin fee / account holder | $9 | $51-82.9% | $13,028-99.9% | $754-98.9% |