| Provider | Service type | Compensation |
|---|---|---|
NATIONAL PLANNING CORPORATION3+ years Service code 49 · EIN 38-3023534 | Other Services | $187,499 |
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 13 · EIN 22-1211167 | Contract Administrator | $14,904 |
Filed as: PRUDENTIAL INVESTMENT MANAGEMENT SE Service code 63 · EIN 13-4122960 | 12b-1 Fees | $1,040 |
CARL IVKA3+ years Filed as: CARL BAKER Service code 56 SCOTTSDALE HEALTHCARE HOSPITAL · SCOTTSDALE, AZ 852585911 | Non-monetary compensation | $0 |
CARRIE PARAGON1 year Filed as: CARRIE GARZA Service code 56 SCOTTSDALE HEALTHCARE HOSPITAL · SCOTTSDALE, AZ 852585911 | Non-monetary compensation | $0 |
CATHY HAYES1 year Filed as: CATHY PAUL Service code 56 SCOTTSDALE HEALTHCARE HOSPITAL · SCOTTSDALE, AZ 852585911 | Non-monetary compensation | $0 |
ERIC J. FERNANDEZ & CO.1 year Filed as: ERIC SORENSON Service code 56 SCOTTSDALE HEALTHCARE HOSPITAL · SCOTTSDALE, AZ 852585911 | Non-monetary compensation | $0 |
ERIC J. FERNANDEZ & CO.1 year Filed as: ERIC ZAMBO Service code 56 SCOTTSDALE HEALTHCARE HOSPITAL · SCOTTSDALE, AZ 852585911 | Non-monetary compensation | $0 |
LYNN CERINO1 year Filed as: LYNN HILL Service code 56 SCOTTSDALE HEALTHCARE HOSPITAL · SCOTTSDALE, AZ 852585911 | Non-monetary compensation | $0 |
MARK NARDELLA1 year Filed as: MARK KEM Service code 56 SCOTTSDALE HEALTHCARE HOSPITAL · SCOTTSDALE, AZ 852585911 | Non-monetary compensation | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,461 | $53,684+10.8% | $170,435-65.1% | $80,976-26.6% |
| Participation rate | 76.9% | 69.2%+7.7pp | 83.6%-6.7pp | 68.3%+8.6pp |
| Annual return | 17.40% | 25.97%-8.6pp | 205.94%-188.5pp | 22.91%-5.5pp |
| Employer contribution / active EE | $1,705 | $1,642+3.8% | $5,432-68.6% | $2,402-29.0% |
| Participant deferral / active EE | $3,525 | $3,017+16.8% | $4,939-28.6% | $3,848-8.4% |
| Admin fee / account holder | $20 | $46-56.9% | $13,881-99.9% | $67-70.4% |