Filings through .
3 of 17 flags tripped on the 2025 filing.
Low participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
High fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Low returns
Annual investment return is in the bottom quintile of the peer cohort.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$206K in admin expenses, $629 per participant (all participants, line 6f).
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 10 by compensation.
| Provider | Compensation |
|---|---|
Filed as: SOUTHWEST SERVICE ADMINISTRATION Service code 13 · EIN 86-0785790 Contract Administrator | $43,877 |
THE SEGAL COMPANY10+ years Service code 11 · EIN 94-1503999 Actuarial | $35,612 |
KELLEY LAW GROUP2 years Filed as: THE KELLEY LAW GROUP Service code 27 3800 N CENTRAL AVE #1520 · PHOENIX, AZ 85012 Advisory (Plan) | $27,955 |
THE SEGAL COMPANY3 years Filed as: SEGAL SELECT INSURANCE Service code 53 · EIN 46-0619194 Insurance Commissions | $13,900 |
LEGG MASON7 years Service code 27 2700 CAMINO RAMON #250 · SAN MATEO, CA 94401 Advisory (Plan) | $11,474 |
EATON VANCE10+ years Service code 27 · EIN 04-3101134 Advisory (Plan) | $11,113 |
WCM INVESTMENT MANAGEMENT3 years Filed as: WCM INVESTMENTS Service code 27 281 BROOKS STREET · LAGUNA BEACH, CA 92651 Advisory (Plan) | $11,013 |
BALDWIN MOFFITT BEHM LLP2 years Service code 10 · EIN 46-4370753 Accounting | $10,541 |
WELLESLEY7 years Service code 27 · EIN 26-0337214 Advisory (Plan) | $8,730 |
LAZARD ASSET MANAGEMENT10+ years Filed as: LAZARD Service code 27 · EIN 05-0530199 Advisory (Plan) | $7,097 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
1 feature code on the 2025 filing.
2 contacts
10 filings · 2016 to 2025