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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $24,581 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $10,579 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,704 | $47,766-69.2% | $82,706-82.2% | $64,814-77.3% |
| Participation rate | 82.5% | 67.7%+14.8pp | 72.6%+10.0pp | 71.5%+11.0pp |
| Annual return | -3.24% | -13.06%+9.8pp | 701.76%-705.0pp | 32.84%-36.1pp |
| Employer contribution / active EE | $0 | $2,182-100.0% | $3,007-100.0% | $2,507-100.0% |
| Participant deferral / active EE | $4,267 | $3,332+28.1% | $4,394-2.9% | $4,310-1.0% |
| Admin fee / account holder | $132 | $143-7.9% | $5,329-97.5% | $188-29.9% |