Retirement plan

HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN

Name: HALL & EVANS, LLC - HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN (2023) Form 5500
Creator: HALL & EVANS, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN, HALL & EVANS, LLC

HALL & EVANS, LLCEIN 84-1225924Plan #003PY 2023

1001 SEVENTEENTH STREET SUITE 300 - DENVER, CO 80202720-252-1438hallevans.comLinkedIn201-500 employeeslaw practice

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$40.8M

+14.4% from 2022

Total participants

300

+13.6% from 2022

Average account balance

$137,360

+1.7% from 2022

Annual return

17.66%

+30.41 pp from 2022

Benchmarks

See 6,228 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort6,228 peers

Snapshot2023

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$45.31M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$156K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

291

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.04M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$14K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.30%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$252

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
HALBERT HARGROVE GLOBAL ADVISORS1 year Filed as: HALBERT HARGROVE Service code 27 · EIN 33-0804608	Advisory (Plan)	$34,641
INNOVEST PORTFOLIO SOLUTIONS LLC6 years Service code 27 7979 EAST TUFTS AVE · DENVER, CO 80237	Advisory (Plan)	$13,273
SCHAEFER FINANCIAL MANAGEMENT9+ years Service code 27 · EIN 84-1593457	Advisory (Plan)	$9,476
JPMORGAN INVEST HOLDINGS LLC9+ years Service code 64 · EIN 13-2624428	Recordkeeping Fees	$7,626
PRIVATE ADVISOR GROUP LLC7 years Filed as: PRIVATE CAPITAL MANAGEMENT LLC Service code 27 · EIN 37-1711781	Advisory (Plan)	$4,817
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782	Securities brokerage	$336

Plan features & details

Pension benefit codes2E2F2G2J2R2T3B3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$58K

$256 / participant

Investment mgmt$58K100.0%

% of EOY assets

0.142%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: PLANTE & MORAN, PLLC
Auditor EIN: 381357951
Audit fees: $0
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$137,360

$91,474+50.2%

$135,982+1.0%

$71,529+92.0%

Participation rate

98.7%

75.7%+23.0pp

81.9%+16.8pp

67.9%+30.7pp

Annual return

17.66%

29.89%-12.2pp

68.32%-50.7pp

28.97%-11.3pp

Employer contribution / active EE

$5,100

$3,705+37.6%

$4,859+5.0%

$2,590+96.9%

Participant deferral / active EE

$7,490

$7,095+5.6%

$7,760-3.5%

$4,291+74.5%

Admin fee / account holder

$195

$1,267-84.6%

$10,767-98.2%

$1,588-87.7%

Provider

Service type

Compensation

HALBERT HARGROVE GLOBAL ADVISORS1 year

Filed as: HALBERT HARGROVE

Service code 27 · EIN 33-0804608

Advisory (Plan)

$34,641

INNOVEST PORTFOLIO SOLUTIONS LLC6 years

Service code 27

7979 EAST TUFTS AVE · DENVER, CO 80237

Advisory (Plan)

$13,273

SCHAEFER FINANCIAL MANAGEMENT9+ years

Service code 27 · EIN 84-1593457

Advisory (Plan)

$9,476

JPMORGAN INVEST HOLDINGS LLC9+ years

Service code 64 · EIN 13-2624428

Recordkeeping Fees

$7,626

PRIVATE ADVISOR GROUP LLC7 years

Filed as: PRIVATE CAPITAL MANAGEMENT LLC

Service code 27 · EIN 37-1711781

Advisory (Plan)

$4,817

CHARLES SCHWAB & CO., INC.9+ years

Service code 33 · EIN 94-1737782

Securities brokerage

$336

HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion