Retirement plan

HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN

Name: HALL & EVANS, LLC - HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN (2020) Form 5500
Creator: HALL & EVANS, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN, HALL & EVANS, LLC

HALL & EVANS, LLCEIN 84-1225924Plan #003PY 2020

1001 SEVENTEENTH STREET SUITE 300 - DENVER, CO 80202303-628-3300hallevans.comLinkedIn201-500 employeeslaw practice

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$45.3M

+0.7% from 2019

Total participants

241

+0.8% from 2019

Average account balance

$190,153

-0.6% from 2019

Annual return

11.13%

-9.02 pp from 2019

Benchmarks

See 5,591 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,591 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$45.31M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$156K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

291

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.04M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$14K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.30%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$252

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
SCHAEFER FINANCIAL MANAGEMENT6+ years Service code 27 · EIN 84-1593457	Advisory (Plan)	$20,022
JPMORGAN INVEST HOLDINGS LLC6+ years Service code 64 · EIN 13-2624428	Recordkeeping Fees	$11,970
INNOVEST PORTFOLIO SOLUTIONS LLC3 years Service code 27 4643 S ULSTER STREET · DENVER, CO 80237	Advisory (Plan)	$8,987
PRIVATE ADVISOR GROUP LLC4 years Filed as: PRIVATE CAPITAL MANAGEMENT LLC Service code 27 · EIN 37-1711781	Advisory (Plan)	$3,492
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782	Securities brokerage	$703

Plan features & details

Pension benefit codes2E2F2G2J2R2T3B3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$29K

$148 / participant

Investment mgmt$7K25.3%
Contract admin$22K74.7%

% of EOY assets

0.064%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: PLANTE & MORAN, PLLC
Auditor EIN: 381357951
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$190,153

$99,957+90.2%

$149,745+27.0%

$73,497+158.7%

Participation rate

98.5%

75.7%+22.8pp

82.5%+16.0pp

70.7%+27.8pp

Annual return

11.13%

53.87%-42.7pp

276.72%-265.6pp

28.51%-17.4pp

Employer contribution / active EE

$5,263

$3,191+64.9%

$4,646+13.3%

$2,270+131.9%

Participant deferral / active EE

$7,632

$6,073+25.7%

$6,843+11.5%

$3,740+104.1%

Admin fee / account holder

$122

$551-77.9%

$9,312-98.7%

$513-76.3%

Provider

Service type

Compensation

SCHAEFER FINANCIAL MANAGEMENT6+ years

Service code 27 · EIN 84-1593457

Advisory (Plan)

$20,022

JPMORGAN INVEST HOLDINGS LLC6+ years

Service code 64 · EIN 13-2624428

Recordkeeping Fees

$11,970

INNOVEST PORTFOLIO SOLUTIONS LLC3 years

Service code 27

4643 S ULSTER STREET · DENVER, CO 80237

Advisory (Plan)

$8,987

PRIVATE ADVISOR GROUP LLC4 years

Filed as: PRIVATE CAPITAL MANAGEMENT LLC

Service code 27 · EIN 37-1711781

Advisory (Plan)

$3,492

CHARLES SCHWAB & CO., INC.6+ years

Service code 33 · EIN 94-1737782

Securities brokerage

$703

HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion