Retirement plan

HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN

Name: HALL & EVANS, LLC - HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN (2019) Form 5500
Creator: HALL & EVANS, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN, HALL & EVANS, LLC

HALL & EVANS, LLCEIN 84-1225924Plan #003PY 2019

1001 SEVENTEENTH STREET SUITE 300 - DENVER, CO 80202303-628-3300hallevans.comLinkedIn201-500 employeeslaw practice

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$44.9M

+18.8% from 2018

Total participants

239

+14.9% from 2018

Average account balance

$191,243

+5.1% from 2018

Annual return

20.15%

+25.35 pp from 2018

Benchmarks

See 5,552 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,552 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$45.31M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$156K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

291

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.04M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$14K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.30%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$252

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
SCHAEFER FINANCIAL MANAGEMENT5+ years Service code 33 · EIN 84-1593457	Securities brokerage	$28,395
JPMORGAN INVEST HOLDINGS LLC5+ years Service code 64 · EIN 13-2624428	Recordkeeping Fees	$11,133
PRIVATE ADVISOR GROUP LLC2 years Filed as: PRIVATE CAPITAL MANAGEMENT Service code 33 · EIN 37-1711781	Securities brokerage	$3,144
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782	Securities brokerage	$996

Plan features & details

Pension benefit codes2E2F2G2J2R2T3B3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$36K

$185 / participant

Contract admin$36K100.0%

% of EOY assets

0.080%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: PLANTE & MORAN, PLLC
Auditor EIN: 381357951
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$191,243

$89,652+113.3%

$141,197+35.4%

$65,186+193.4%

Participation rate

97.9%

74.7%+23.2pp

82.5%+15.5pp

70.2%+27.7pp

Annual return

20.15%

32.79%-12.6pp

71.41%-51.3pp

29.39%-9.2pp

Employer contribution / active EE

$4,976

$3,065+62.4%

$4,736+5.1%

$2,177+128.6%

Participant deferral / active EE

$7,410

$5,691+30.2%

$6,710+10.4%

$3,514+110.9%

Admin fee / account holder

$152

$569-73.2%

$10,265-98.5%

$847-82.0%

Provider

Service type

Compensation

SCHAEFER FINANCIAL MANAGEMENT5+ years

Service code 33 · EIN 84-1593457

Securities brokerage

$28,395

JPMORGAN INVEST HOLDINGS LLC5+ years

Service code 64 · EIN 13-2624428

Recordkeeping Fees

$11,133

PRIVATE ADVISOR GROUP LLC2 years

Filed as: PRIVATE CAPITAL MANAGEMENT

Service code 33 · EIN 37-1711781

Securities brokerage

$3,144

CHARLES SCHWAB & CO., INC.5+ years

Service code 33 · EIN 94-1737782

Securities brokerage

$996

HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion