Filed December 20, 2017
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $128,998 |
S B H U LIFE AGENCY INC5+ years Service code 49 · EIN 13-2896238 | Other Services | $10,510 |
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY INS SERVICES INC Service code 49 · EIN 51-0116113 | Other Services | $7,006 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,573 | $81,719-51.6% | $101,271-60.9% | $90,274-56.2% |
| Participation rate | 57.2% | 80.7%-23.5pp | 75.8%-18.6pp | 73.4%-16.1pp |
| Annual return | 1.76% | 337.64%-335.9pp | 46.48%-44.7pp | 53.97%-52.2pp |
| Employer contribution / active EE | $907 | $3,622-75.0% | $3,660-75.2% | $2,523-64.0% |
| Participant deferral / active EE | $1,970 | $3,310-40.5% | $4,371-54.9% | $4,231-53.4% |
| Admin fee / account holder | $177 | $162+9.5% | $5,948-97.0% | $114+55.4% |