Filed March 19, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY6+ years Filed as: MORGAN STANLEY Service code 27 · EIN 24-4310632 | Advisory (Plan) | $81,038 |
HOLTZMAN PARTNERS, LLP6+ years Service code 10 · EIN 74-3121060 | Accounting | $21,500 |
HALL BENEFITS LAW2 years Service code 29 · EIN 46-3647719 | Legal | $11,900 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$232,166 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,789 | $56,095+29.8% | $178,490-59.2% | $90,288-19.4% |
| Participation rate | 94.8% | 65.6%+29.3pp | 81.9%+12.9pp | 73.4%+21.5pp |
| Annual return | 19.45% | 28.81%-9.4pp | 151.07%-131.6pp | 53.97%-34.5pp |
| Employer contribution / active EE | $1,356 | $1,572-13.7% | $5,011-72.9% | $2,524-46.3% |
| Participant deferral / active EE | $4,822 | $2,669+80.7% | $5,202-7.3% | $4,232+13.9% |
| Admin fee / account holder | -$17 | $101-117.2% | $13,984-100.1% | $114-115.2% |