Filed March 19, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Service code 27 · EIN 26-4310632 | Advisory (Plan) | $55,874 |
HOLTZMAN PARTNERS, LLP4+ years Service code 10 · EIN 74-3121060 | Accounting | $20,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$141,607 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,295 | $45,382+19.6% | $154,107-64.8% | $75,289-27.9% |
| Participation rate | 95.5% | 65.9%+29.6pp | 83.0%+12.5pp | 72.4%+23.1pp |
| Annual return | -6.28% | -0.47%-5.8pp | 735.12%-741.4pp | -0.04%-6.2pp |
| Employer contribution / active EE | $873 | $1,533-43.0% | $5,298-83.5% | $2,405-63.7% |
| Participant deferral / active EE | $5,260 | $2,384+120.6% | $5,081+3.5% | $3,739+40.7% |
| Admin fee / account holder | -$10 | $89-111.5% | $13,411-100.1% | $102-110.1% |