Filed January 23, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $96,210 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $18 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,813 | $38,058+59.8% | $169,463-64.1% | $75,289-19.2% |
| Participation rate | 59.0% | 65.1%-6.2pp | 77.8%-18.8pp | 72.4%-13.5pp |
| Annual return | -4.57% | -2.88%-1.7pp | 1.83%-6.4pp | -0.04%-4.5pp |
| Employer contribution / active EE | $1,593 | $1,478+7.7% | $4,159-61.7% | $2,405-33.8% |
| Participant deferral / active EE | $5,130 | $3,201+60.3% | $5,277-2.8% | $3,739+37.2% |
| Admin fee / account holder | $69 | $85-19.2% | $9,109-99.2% | $102-32.7% |