Filed January 23, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $151,508 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $39 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,712 | $43,233+54.3% | $185,117-64.0% | $77,958-14.4% |
| Participation rate | 56.6% | 64.2%-7.6pp | 77.3%-20.6pp | 71.6%-15.0pp |
| Annual return | 19.05% | 20.43%-1.4pp | 40.50%-21.4pp | 20.87%-1.8pp |
| Employer contribution / active EE | $1,411 | $1,312+7.5% | $4,182-66.3% | $2,310-38.9% |
| Participant deferral / active EE | $4,458 | $2,912+53.1% | $5,045-11.6% | $3,537+26.1% |
| Admin fee / account holder | $118 | $95+23.8% | $8,159-98.6% | $97+20.9% |