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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE CO Service code 64 8515 EAST ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $9,251 |
Filed as: MORGAN STANLEY INSURANCE SERVICES Service code 55 | Other Commissions | $3,281 |
Filed as: EMPOWER ADVISORY GROUP Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $1,536 |
ASCENSUS LLC1 year Filed as: ASCENSUS HOLDINGS Service code 13 101 W BROADWAY SUITE 1420 · SAN DIEGO, CA 92101 | Contract Administrator | $1,195 |
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE Service code 33 200 SOUTH 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $25 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 55 1 NEW YORK PLZ 12TH FLOOR · NEW YORK, NY 10004 | Other Commissions | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $114,341 | $61,172+86.9% | $185,851-38.5% | $79,389+44.0% |
| Participation rate | 97.2% | 66.6%+30.6pp | 81.7%+15.5pp | 70.7%+26.5pp |
| Annual return | 4.19% | 19.45%-15.3pp | 122.11%-117.9pp | 116.89%-112.7pp |
| Employer contribution / active EE | $610 | $2,321-73.7% | $5,168-88.2% | $2,428-74.9% |
| Participant deferral / active EE | $1,444 | $2,788-48.2% | $5,569-74.1% | $4,046-64.3% |
| Admin fee / account holder | $166 | $710-76.7% | $16,245-99.0% | $626-73.5% |