Retirement plan

CTL/THOMPSON, INC. SAVINGS AND RETIREMENT PLAN

Name: CTL/THOMPSON, INC. - CTL/THOMPSON, INC. SAVINGS AND RETIREMENT PLAN (2020) Form 5500
Creator: CTL/THOMPSON, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CTL/THOMPSON, INC. SAVINGS AND RETIREMENT PLAN, CTL/THOMPSON, INC.

CTL/THOMPSON, INC.EIN 84-0609804Plan #002PY 2020

7306 S. ALTON WAY - CENTENNIAL, CO 80112303-454-3533LinkedIn51-200 employees

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$16.3M

+10.7% from 2019

Total participants

362

+3.4% from 2019

Average account balance

$45,603

+3.9% from 2019

Annual return

14.68%

-7.25 pp from 2019

Benchmarks

See 5,591 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,591 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$22.35M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$67K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

332

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.70M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.68%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$446

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
MORGAN STANLEY SMITH BARNEY1 year Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004	Advisory (Plan)	$20,019
GREAT-WEST LIFE & ANNUITY INSURANCE4 years Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Recordkeeping Fees	$11,788
GREAT-WEST LIFE & ANNUITY INSURANCE1 year Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Investment Management	$4,153
HUNTER BENEFITS CONSULTING GROUP1 year Filed as: HUNTER BENEFITS CONSULTING GROUP IN Service code 13 119 E PALATINE RD STE 104 · PALATINE, IL 60067	Contract Administrator	$2,375
EPIC RETIREMENT PLAN SERVICES1 year Filed as: CREATIVE RETIREMENT PLAN CONSULTING Service code 13 2000 S. COLORADO BLVD. · DENVER, CO 80222	Contract Administrator	$1,975

Plan features & details

Pension benefit codes2E2F2G2J3H2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$90K

$401 / participant

Contract admin$90K100.0%

% of EOY assets

0.550%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: PLANTE & MORAN, PLLC
Auditor EIN: 381357951
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$45,603

$99,957-54.4%

$149,745-69.5%

$73,497-38.0%

Participation rate

98.2%

75.7%+22.5pp

82.5%+15.7pp

70.7%+27.5pp

Annual return

14.68%

53.87%-39.2pp

276.72%-262.0pp

28.51%-13.8pp

Employer contribution / active EE

$3,355

$3,191+5.2%

$4,646-27.8%

$2,270+47.8%

Participant deferral / active EE

$3,777

$6,073-37.8%

$6,843-44.8%

$3,740+1.0%

Admin fee / account holder

$251

$551-54.4%

$9,312-97.3%

$513-51.1%

Provider

Service type

Compensation

MORGAN STANLEY SMITH BARNEY1 year

Service code 27

1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004

Advisory (Plan)

$20,019

GREAT-WEST LIFE & ANNUITY INSURANCE4 years

Service code 64

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Recordkeeping Fees

$11,788

GREAT-WEST LIFE & ANNUITY INSURANCE1 year

Filed as: ADVISED ASSETS GROUP, LLC

Service code 28

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Investment Management

$4,153

HUNTER BENEFITS CONSULTING GROUP1 year

Filed as: HUNTER BENEFITS CONSULTING GROUP IN

Service code 13

119 E PALATINE RD STE 104 · PALATINE, IL 60067

Contract Administrator

$2,375

EPIC RETIREMENT PLAN SERVICES1 year

Filed as: CREATIVE RETIREMENT PLAN CONSULTING

Service code 13

2000 S. COLORADO BLVD. · DENVER, CO 80222

Contract Administrator

$1,975

CTL/THOMPSON, INC. SAVINGS AND RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CTL/THOMPSON, INC. SAVINGS AND RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion