Filed January 28, 2021
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| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.4+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $134,670 |
FID INV INST OPS CO4+ years Filed as: FID INV INSTL OPS Service code 37 · EIN 04-2647786 | Loan Processing | $78,868 |
GYL FINANCIAL SYNERGIES2 years Service code 16 · EIN 81-3263476 | Consulting | $55,790 |
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Shareholder servi... | $22,000 |
FID INV INST OPS CO4+ years Filed as: FID INV INSTL OPS CO Service code 60 | Sub-TA Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $200,721 | $53,254+276.9% | $155,574+29.0% | $199,921+0.4% |
| Participation rate | 63.1% | 64.1%-1.0pp | 78.2%-15.1pp | 72.0%-8.9pp |
| Annual return | 13.82% | 41.18%-27.4pp | 64.87%-51.0pp | 34.28%-20.5pp |
| Employer contribution / active EE | $0 | $1,848-100.0% | $4,676-100.0% | $3,035-100.0% |
| Participant deferral / active EE | $5,073 | $3,165+60.3% | $5,629-9.9% | $5,089-0.3% |
| Admin fee / account holder | $79 | $186-57.3% | $15,914-99.5% | $269-70.6% |