Filed January 28, 2021
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| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO3+ years Filed as: FID INV INSTL OPS Service code 37 · EIN 04-2647786 | Loan Processing | $136,954 |
STRATEGIC ADVISORS, INC.3+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $121,905 |
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $20,614 |
GYL FINANCIAL SYNERGIES1 year Service code 16 · EIN 81-3263476 | Consulting | $9,250 |
FID INV INST OPS CO3+ years Filed as: FID INV INSTL OPS CO Service code 60 | Sub-TA Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $200,344 | $50,169+299.3% | $149,740+33.8% | $80,187+149.8% |
| Participation rate | 52.0% | 64.3%-12.3pp | 78.8%-26.8pp | 72.9%-21.0pp |
| Annual return | 15.23% | 29.82%-14.6pp | 134.51%-119.3pp | 40.40%-25.2pp |
| Employer contribution / active EE | $0 | $1,869-100.0% | $4,821-100.0% | $2,980-100.0% |
| Participant deferral / active EE | $5,222 | $3,194+63.5% | $5,683-8.1% | $5,016+4.1% |
| Admin fee / account holder | $77 | $153-49.5% | $13,222-99.4% | $145-46.8% |