Filed April 23, 2024 (most recent of 4 filings on file)
Total covered: 23 employees
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $3,238,801 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $1,758,518 |
Filed as: ANNEX ADVISORY SERVICES, INC Service code 26 · EIN 68-0524298 | Advisory (Participants) | $34,099 |
LARSON FINANCIAL GROUP LLC2 years Service code 26 · EIN 20-4773945 | Advisory (Participants) | $20,741 |
Service code 16 · EIN 34-1820650 | Consulting | $18,600 |
Service code 26 · EIN 39-1944977 | Advisory (Participants) | $16,234 |
WIPFLI LLP1 year Filed as: WIPFLI FINANCIAL ADVISORS LLC Service code 26 · EIN 94-3338956 | Advisory (Participants) | $15,199 |
Filed as: CHARLES SCHWAB & CO. INC. Service code 26 · EIN 94-1737782 | Advisory (Participants) | $15,108 |
Service code 26 · EIN 82-3762916 | Advisory (Participants) | $7,901 |
Service code 26 · EIN 38-3649535 | Advisory (Participants) | $7,076 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,530 | $68,062+40.4% | $185,854-48.6% | $106,520-10.3% |
| Participation rate | 97.0% | 75.2%+21.8pp | 81.7%+15.3pp | 71.3%+25.7pp |
| Annual return | 15.48% | 18.20%-2.7pp | 122.12%-106.6pp | 19.28%-3.8pp |
| Employer contribution / active EE | $4,025 | $1,997+101.6% | $5,169-22.1% | $2,840+41.7% |
| Participant deferral / active EE | $5,887 | $3,990+47.5% | $5,569+5.7% | $4,948+19.0% |
| Admin fee / account holder | $46 | $53-12.8% | $16,246-99.7% | $75-38.3% |