Filed April 23, 2024 (most recent of 4 filings on file)
Total covered: 23 employees
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $3,668,365 |
Service code 26 · EIN 94-1737782 | Advisory (Participants) | $19,078 |
Filed as: ANNEX ADVISORY SERVICES, LLC Service code 26 · EIN 68-0524298 | Advisory (Participants) | $17,026 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $11,423 |
Service code 16 · EIN 34-1820650 | Consulting | $9,000 |
Service code 26 · EIN 20-4773945 | Advisory (Participants) | $7,781 |
Service code 26 · EIN 39-1944977 | Advisory (Participants) | $7,781 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 72 | Other investment fees and expenses | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $153,250 | $66,513+130.4% | $178,510-14.2% | $106,273+44.2% |
| Participation rate | 41.4% | 73.8%-32.3pp | 81.9%-40.5pp | 70.8%-29.4pp |
| Annual return | 75.69% | 21.81%+53.9pp | 151.13%-75.4pp | 21.70%+54.0pp |
| Employer contribution / active EE | $4,031 | $1,776+127.0% | $5,011-19.6% | $2,722+48.1% |
| Participant deferral / active EE | $5,396 | $3,679+46.7% | $5,202+3.7% | $4,601+17.3% |
| Admin fee / account holder | $66 | $53+23.7% | $13,988-99.5% | $78-15.6% |