Filed April 16, 2018
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $147,951 |
LOCKTON INVESTMENT ADVISORS, LLC3+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 27 · EIN 20-3247391 | Advisory (Plan) | $23,100 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $18,818 | $39,948-52.9% | $89,435-79.0% | $73,412-74.4% |
| Participation rate | 91.7% | 50.4%+41.3pp | 68.0%+23.8pp | 72.2%+19.6pp |
| Annual return | 13.77% | 50.12%-36.4pp | 245.55%-231.8pp | 59.30%-45.5pp |
| Employer contribution / active EE | $3,089 | $1,200+157.5% | $2,587+19.4% | $2,234+38.3% |
| Participant deferral / active EE | $2,252 | $2,193+2.7% | $3,890-42.1% | $3,806-40.8% |
| Admin fee / account holder | $222 | $134+65.3% | $4,884-95.5% | $158+40.5% |