Filed April 16, 2018
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SERVIC Service code 15 · EIN 01-0233346 | Recordkeeping | $129,190 |
LOCKTON INVESTMENT ADVISORS, LLC2+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 27 · EIN 20-3247391 | Advisory (Plan) | $23,100 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $15,119 | $40,522-62.7% | $84,637-82.1% | $67,582-77.6% |
| Participation rate | 88.8% | 51.1%+37.7pp | 68.2%+20.6pp | 71.3%+17.5pp |
| Annual return | 30.40% | 32.72%-2.3pp | 258.82%-228.4pp | 378.57%-348.2pp |
| Employer contribution / active EE | $3,546 | $1,146+209.3% | $2,653+33.6% | $2,148+65.1% |
| Participant deferral / active EE | $1,798 | $2,132-15.6% | $3,900-53.9% | $3,539-49.2% |
| Admin fee / account holder | $187 | $145+28.4% | $4,914-96.2% | $142+31.2% |