Filed June 2, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $40,554 |
Service code 37 · EIN 04-2647786 | Loan Processing | $9,163 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $127,623 | $82,978+53.8% | $129,995-1.8% | $71,457+78.6% |
| Participation rate | 97.7% | 74.1%+23.6pp | 78.5%+19.2pp | 67.9%+29.8pp |
| Annual return | 22.39% | 20.60%+1.8pp | -137.18%+159.6pp | 28.85%-6.5pp |
| Employer contribution / active EE | $3,038 | $2,622+15.9% | $4,320-29.7% | $2,588+17.4% |
| Participant deferral / active EE | $6,689 | $4,432+50.9% | $5,820+14.9% | $4,289+56.0% |
| Admin fee / account holder | $342 | $1,729-80.2% | $10,614-96.8% | $1,587-78.4% |