Filed June 2, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $43,284 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,569 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,966 | $86,655+15.4% | $119,609-16.4% | $66,914+49.4% |
| Participation rate | 93.8% | 75.6%+18.3pp | 79.3%+14.6pp | 69.8%+24.0pp |
| Annual return | -22.86% | -8.00%-14.9pp | -14.97%-7.9pp | 1.58%-24.4pp |
| Employer contribution / active EE | $2,949 | $2,536+16.3% | $4,232-30.3% | $2,544+15.9% |
| Participant deferral / active EE | $6,563 | $4,358+50.6% | $5,602+17.1% | $4,237+54.9% |
| Admin fee / account holder | $314 | $755-58.4% | $10,323-97.0% | $593-47.1% |