Filed June 6, 2017
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $684,521 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Service code 27 · EIN 20-8874282 | Advisory (Plan) | $30,833 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $5,977 | $39,443-84.8% | $73,550-91.9% | $80,976-92.6% |
| Participation rate | 59.4% | 35.9%+23.5pp | 54.9%+4.5pp | 68.3%-8.9pp |
| Annual return | 0.00% | 18.39%-18.4pp | -15.16%+15.2pp | 22.91%-22.9pp |
| Employer contribution / active EE | $74 | $463-84.0% | $1,219-93.9% | $2,402-96.9% |
| Participant deferral / active EE | $273 | $1,131-75.9% | $1,804-84.9% | $3,848-92.9% |
| Admin fee / account holder | $38 | $72-47.0% | $2,320-98.3% | $67-43.3% |