Retirement plan

DIAMOND FOODS, LLC 401(K) PLAN

Name: DIAMOND FOODS, LLC - DIAMOND FOODS, LLC 401(K) PLAN (2016) Form 5500
Creator: DIAMOND FOODS, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, DIAMOND FOODS, LLC 401(K) PLAN, DIAMOND FOODS, LLC

DIAMOND FOODS, LLCEIN 81-4577932Plan #010PY 2016

P.O. BOX 1727 - STOCKTON, CA 952011727209-467-6000diamondnuts.comLinkedIn501-1000 employeesfood & beverages

Other plans on this EIN

1 filing

#013Retirement-$2.8M assets

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$22.2M

No prior year

Total participants

382

No prior year

Average account balance

$58,657

No prior year

Annual return

-35.18%

No prior year

Benchmarks

See 933 peers

Peer group

Industry31 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort933 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$28.35M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$113K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

251

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

92.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.12M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+17.37%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$205

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
FIDELITY INVESTMENTS INSTITUTIONAL1+ years Service code 37 · EIN 04-2647786	Loan Processing	$12,881
BOWMAN & COMPANY LLP1+ years Filed as: BOWMAN & COMPANY LLC Service code 10 · EIN 94-1481988	Accounting	$7,000
RETIREMENT BENEFITS GROUP1+ years Service code 16 · EIN 59-3331424	Consulting	$6,250

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$26K

$179 / participant

Other / not subdivided$26K100.0%

% of EOY assets

0.118%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BOWMAN, CPA
Auditor EIN: 941481988
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$58,657

$46,072+27.3%

$69,779-15.9%

$55,167+6.3%

Participation rate

97.9%

67.5%+30.5pp

71.8%+26.1pp

69.0%+29.0pp

Annual return

-35.18%

8.68%-43.9pp

12.99%-48.2pp

169.23%-204.4pp

Employer contribution / active EE

$7,822

$1,500+421.5%

$2,338+234.5%

$1,963+298.6%

Participant deferral / active EE

$21,762

$2,344+828.6%

$2,931+642.5%

$3,054+612.5%

Admin fee / account holder

$69

$428-83.9%

$4,381-98.4%

$504-86.3%

Provider

Service type

Compensation

FIDELITY INVESTMENTS INSTITUTIONAL1+ years

Service code 37 · EIN 04-2647786

Loan Processing

$12,881

BOWMAN & COMPANY LLP1+ years

Filed as: BOWMAN & COMPANY LLC

Service code 10 · EIN 94-1481988

Accounting

$7,000

RETIREMENT BENEFITS GROUP1+ years

Service code 16 · EIN 59-3331424

Consulting

$6,250

DIAMOND FOODS, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

DIAMOND FOODS, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion