Retirement plan

DIAMOND FOODS, LLC 401(K) PLAN

Name: DIAMOND FOODS, LLC - DIAMOND FOODS, LLC 401(K) PLAN (2019) Form 5500
Creator: DIAMOND FOODS, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, DIAMOND FOODS, LLC 401(K) PLAN, DIAMOND FOODS, LLC

DIAMOND FOODS, LLCEIN 81-4577932Plan #010PY 2019

P.O. BOX 1727 - STOCKTON, CA 952011727209-467-6000diamondnuts.comLinkedIn501-1000 employeesfood & beverages

Other plans on this EIN

2 filings

#001Retirement-$15.5M assets #013Retirement-$3.9M assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$23.2M

+13.5% from 2018

Total participants

286

0.0% from 2018

Average account balance

$81,901

+11.9% from 2018

Annual return

23.03%

+28.00 pp from 2018

Benchmarks

See 966 peers

Peer group

Industry31 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort966 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$28.35M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$113K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

251

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

92.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.12M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+17.37%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$205

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
FIDELITY INVESTMENTS INSTITUTIONAL4+ years Service code 37 · EIN 04-2647786	Loan Processing	$14,319
RETIREMENT BENEFITS GROUP4+ years Service code 16 · EIN 59-3331424	Consulting	$10,417
SAGEPOINT FINANCIAL INC1 year Filed as: RESOURCE INVESTMENT ADVISORS LLC Service code 27 · EIN 43-1451524	Advisory (Plan)	$6,250

Plan features & details

Pension benefit codes2F2E2G2J2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$37K

$284 / participant

Other / not subdivided$37K100.0%

% of EOY assets

0.161%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MOSS ADAMS LLP
Auditor EIN: 910189318
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$81,901

$50,666+61.6%

$76,667+6.8%

$65,186+25.6%

Participation rate

97.7%

68.8%+28.9pp

72.1%+25.6pp

70.2%+27.5pp

Annual return

23.03%

28.51%-5.5pp

1166.74%-1143.7pp

29.39%-6.4pp

Employer contribution / active EE

$2,195

$1,575+39.4%

$2,303-4.7%

$2,177+0.8%

Participant deferral / active EE

$6,451

$2,647+143.7%

$3,336+93.4%

$3,514+83.6%

Admin fee / account holder

$132

$463-71.6%

$6,423-98.0%

$847-84.5%

Provider

Service type

Compensation

FIDELITY INVESTMENTS INSTITUTIONAL4+ years

Service code 37 · EIN 04-2647786

Loan Processing

$14,319

RETIREMENT BENEFITS GROUP4+ years

Service code 16 · EIN 59-3331424

Consulting

$10,417

SAGEPOINT FINANCIAL INC1 year

Filed as: RESOURCE INVESTMENT ADVISORS LLC

Service code 27 · EIN 43-1451524

Advisory (Plan)

$6,250

DIAMOND FOODS, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

DIAMOND FOODS, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion