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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Real esta... | $41,397 |
Service code 64 8515 EAST ORGARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $21,698 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON COMPANIES LLC Service code 27 5411 ROSS AVE STE 1200 · DALLAS, TX 75201 | Advisory (Plan) | $17,500 |
LUTZ & COMPANY, PC1+ years Filed as: LUTZ & COMPANY PC Service code 10 13616 CALIFORNIA ST STE 300 · OMAHA, NE 68154 | Accounting | $14,000 |
Filed as: BENEFIT PLANS, INC. Service code 15 · EIN 47-0617162 | Recordkeeping | $11,808 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $8,015 |
SAGEVIEW ADVISORY GROUP, LLC1+ years Filed as: SAGEVIEW ADVISOR GROUP Service code 26 · EIN 33-0818667 | Advisory (Participants) | $7,500 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,245 | $65,223-23.0% | $80,022-37.2% | $55,725-9.8% |
| Participation rate | 94.1% | 80.6%+13.5pp | 75.8%+18.2pp | 70.9%+23.2pp |
| Annual return | -5.20% | 7.59%-12.8pp | 11.22%-16.4pp | 244.93%-250.1pp |
| Employer contribution / active EE | $2,203 | $2,544-13.4% | $2,468-10.7% | $2,078+6.0% |
| Participant deferral / active EE | $4,619 | $3,881+19.0% | $3,686+25.3% | $3,356+37.6% |
| Admin fee / account holder | $383 | $114+235.7% | $6,521-94.1% | $115+232.8% |