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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Service code 27 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $17,873 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $12,989 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,500 | $78,423-12.7% | $95,964-28.6% | $79,856-14.2% |
| Participation rate | 97.8% | 73.5%+24.4pp | 77.1%+20.8pp | 69.6%+28.2pp |
| Annual return | 18.50% | 19.37%-0.9pp | 91.64%-73.1pp | 31.71%-13.2pp |
| Employer contribution / active EE | $2,994 | $1,945+53.9% | $2,541+17.8% | $2,471+21.2% |
| Participant deferral / active EE | $5,788 | $3,440+68.2% | $4,167+38.9% | $3,741+54.7% |
| Admin fee / account holder | $282 | $5,622-95.0% | $6,797-95.9% | $5,306-94.7% |