Filed March 27, 2025
Total covered: 12 employees
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| Provider | Service type | Compensation |
|---|---|---|
SAGEPOINT FINANCIAL INC2 years Filed as: RESOURCE INVESTMENT ADVISORS Service code 26 · EIN 43-1451524 4860 COLLEGE BLVD. · CARLSBAD, CA 92010 | Advisory (Participants) | $12,881 |
Filed as: WILSHIRE ASSOCIATES, INC. Service code 26 · EIN 95-2755361 1299 OCEAN AVE. · SANTA MONICA, CA 90401 | Advisory (Participants) | $1,288 |
Service code 15 · EIN 01-0233346 P.O. BOX 600 · BUFFALO, NY 142010600 | Recordkeeping | $859 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,263 | $46,325-64.9% | $143,788-88.7% | $64,814-74.9% |
| Participation rate | 24.9% | 64.2%-39.3pp | 80.3%-55.4pp | 71.5%-46.6pp |
| Annual return | -17.58% | -10.05%-7.5pp | -0.03%-17.6pp | 32.84%-50.4pp |
| Employer contribution / active EE | $495 | $1,911-74.1% | $4,952-90.0% | $2,507-80.3% |
| Participant deferral / active EE | $1,175 | $2,647-55.6% | $5,638-79.2% | $4,310-72.7% |
| Admin fee / account holder | $128 | $154-16.7% | $14,675-99.1% | $188-31.8% |