Retirement plan

GOTHAM OPERATIONS, LLC 401(K) PROFIT SHARING PLAN

Name: GOTHAM OPERATIONS, LLC - GOTHAM OPERATIONS, LLC 401(K) PROFIT SHARING PLAN (2018) Form 5500
Creator: GOTHAM OPERATIONS, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, GOTHAM OPERATIONS, LLC 401(K) PROFIT SHARING PLAN, GOTHAM OPERATIONS, LLC

GOTHAM OPERATIONS, LLCEIN 81-0998750Plan #001PY 2018

432 PARK AVENUE SOUTH, FLOOR 2 - NEW YORK, NY 10016212-599-0520

Prospect flagsFailed to transmit contributions

How to read this page

Total assets (EOY)

$10.7M

-7.1% from 2017

Total participants

111

-19.0% from 2017

Average account balance

$96,194

+14.6% from 2017

Annual return

-3.82%

-14.37 pp from 2017

Benchmarks

See 15,016 peers

Peer group

Industry23 - Construction

Plan typeDefined contribution

Participants25-99

Cohort15,016 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$17.32M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$80K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

217

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.43M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.49%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$271

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
MARGOLIN, WINER & EVENS LLP1 year Filed as: MARGOLIN, WINER & EVANS LLP Service code 10 400 GARDEN CITY PLAZA · GARDEN CITY, NY 11530	Accounting	$18,000
MERRILL LYNCH PIERCE FENNER & SMITH2+ years Filed as: MERRILL LYNCH,PIERCE,FENNER & SMITH Service code 15 · EIN 13-5674085	Recordkeeping	$325

Plan features & details

Pension benefit codes2E2H2J2K3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$18K

$436 / participant

Contract admin$18K100.0%

% of EOY assets

0.172%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MARGOLIN, WINER & EVANS LLP
Auditor EIN: 111558868
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$96,194

$57,352+67.7%

$83,831+14.7%

$64,173+49.9%

Participation rate

100.0%

68.6%+31.4pp

76.1%+23.9pp

69.6%+30.4pp

Annual return

-3.82%

11.38%-15.2pp

850.99%-854.8pp

7.63%-11.5pp

Employer contribution / active EE

$3,896

$2,546+53.1%

$3,631+7.3%

$2,381+63.7%

Participant deferral / active EE

$7,844

$2,993+162.1%

$4,082+92.2%

$3,470+126.1%

Admin fee / account holder

$165

$4,046-95.9%

$5,479-97.0%

$4,887-96.6%

Provider

Service type

Compensation

MARGOLIN, WINER & EVENS LLP1 year

Filed as: MARGOLIN, WINER & EVANS LLP

Service code 10

400 GARDEN CITY PLAZA · GARDEN CITY, NY 11530

Accounting

$18,000

MERRILL LYNCH PIERCE FENNER & SMITH2+ years

Filed as: MERRILL LYNCH,PIERCE,FENNER & SMITH

Service code 15 · EIN 13-5674085

Recordkeeping

$325

GOTHAM OPERATIONS, LLC 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

GOTHAM OPERATIONS, LLC 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion