Retirement plan

STILLWATER MINING COMPANY BARGAINING UNIT 401K

Name: STILLWATER MINING COMPANY - STILLWATER MINING COMPANY BARGAINING UNIT 401K (2016) Form 5500
Creator: STILLWATER MINING COMPANY
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, STILLWATER MINING COMPANY BARGAINING UNIT 401K, STILLWATER MINING COMPANY

STILLWATER MINING COMPANYEIN 81-0480654Plan #002PY 2016

536 EAST PIKE, PO BOX 1330 - COLUMBUS, MT 59019406-322-8930stillwaterpackingco.comLinkedIn1-10 employeesfood production

Other plans on this EIN

1 filing

#001Retirement-$89.7M assets

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed February 15, 2006

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

Open the filing PDF

How to read this page

Total assets (EOY)

$168.2M

+24.5% from 2015

Total participants

1,201

-4.3% from 2015

Average account balance

$147,788

+32.3% from 2015

Annual return

20.55%

+31.78 pp from 2015

Benchmarks

See 87 peers

Peer group

Industry21 - Mining, Quarrying, and Oil and Gas Extraction

Plan typeDefined contribution

Participants1,000-4,999

Cohort87 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$276.30M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$212K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,306

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

95.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$17.83M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$23K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.96%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$312

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
PRUDENTIAL RETIREMENT INSURANCE AND2+ years Service code 13 · EIN 06-1050034	Contract Administrator	$196,318
401K ADVISORS INC2+ years Filed as: 401K ADVISORS, INC. Service code 27 · EIN 33-0905143	Advisory (Plan)	$100,000
ALPHAGRAPHICS1 year Service code 15 · EIN 46-0873741	Recordkeeping	$2,863
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT, Service code 27 · EIN 36-3297908	Advisory (Plan)	$163
LAURIE HAND1 year Filed as: LAURIE NIEMI Service code 56 STILLWATER MINING COMPANY · COLUMBUS, MT 59019	Non-monetary compensation	$0
PRUDENTIAL RETIREMENT INSURANCE AND2+ years Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 15	Recordkeeping	$0

Plan features & details

Pension benefit codes2E2J2F2H2K3D2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$305K

$282 / participant

Other / not subdivided$305K100.0%

% of EOY assets

0.182%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: CLIFTONLARSONALLEN LLP
Auditor EIN: 410746749
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$147,788

$98,217+50.5%

$105,754+39.7%

$63,975+131.0%

Participation rate

94.2%

81.9%+12.3pp

78.9%+15.3pp

71.1%+23.1pp

Annual return

20.55%

20.18%+0.4pp

12.25%+8.3pp

48.65%-28.1pp

Employer contribution / active EE

$6,139

$4,802+27.8%

$4,079+50.5%

$2,182+181.4%

Participant deferral / active EE

$8,160

$6,019+35.6%

$5,326+53.2%

$3,356+143.1%

Admin fee / account holder

$268

$70+284.6%

$8,309-96.8%

$70+280.9%

Provider

Service type

Compensation

PRUDENTIAL RETIREMENT INSURANCE AND2+ years

Service code 13 · EIN 06-1050034

Contract Administrator

$196,318

401K ADVISORS INC2+ years

Filed as: 401K ADVISORS, INC.

Service code 27 · EIN 33-0905143

Advisory (Plan)

$100,000

ALPHAGRAPHICS1 year

Service code 15 · EIN 46-0873741

Recordkeeping

$2,863

MORNINGSTAR1 year

Filed as: MORNINGSTAR INVESTMENT MANAGEMENT,

Service code 27 · EIN 36-3297908

Advisory (Plan)

$163

LAURIE HAND1 year

Filed as: LAURIE NIEMI

Service code 56

STILLWATER MINING COMPANY · COLUMBUS, MT 59019

Non-monetary compensation

PRUDENTIAL RETIREMENT INSURANCE AND2+ years

Filed as: THE PRUDENTIAL INSURANCE COMPANY OF

Service code 15

Recordkeeping

STILLWATER MINING COMPANY BARGAINING UNIT 401K

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

STILLWATER MINING COMPANY BARGAINING UNIT 401K

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion