Filed September 8, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC7+ years Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $36,043 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $28,628 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $3,140 |
TD AMERITRADE, INC.7+ years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,629 | $56,485-13.9% | $185,823-73.8% | $86,799-44.0% |
| Participation rate | 94.0% | 65.5%+28.5pp | 81.7%+12.3pp | 72.3%+21.7pp |
| Annual return | 17.35% | 118.04%-100.7pp | 122.05%-104.7pp | 97.91%-80.6pp |
| Employer contribution / active EE | $2,030 | $1,843+10.2% | $5,167-60.7% | $2,405-15.6% |
| Participant deferral / active EE | $3,852 | $2,553+50.9% | $5,568-30.8% | $4,131-6.8% |
| Admin fee / account holder | $145 | $150-2.9% | $16,237-99.1% | $170-14.4% |