Retirement plan

UNIVERSAL ATHLETIC SERVICES, INC. 401(K) RETIREMENT PLAN

Name: UNIVERSAL ATHLETIC SERVICES, INC. - UNIVERSAL ATHLETIC SERVICES, INC. 401(K) RETIREMENT PLAN (2019) Form 5500
Creator: UNIVERSAL ATHLETIC SERVICES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, UNIVERSAL ATHLETIC SERVICES, INC. 401(K) RETIREMENT PLAN, UNIVERSAL ATHLETIC SERVICES, INC.

UNIVERSAL ATHLETIC SERVICES, INC.EIN 81-0340377Plan #002PY 2019

1165 N 14TH ST, SUITE 4, OFFICE A - BOZEMAN, MT 59715406-587-1220LinkedIn51-200 employeesconsumer goods

Prospect flagsFailed to transmit contributions

How to read this page

Total assets (EOY)

$10.7M

+24.2% from 2018

Total participants

230

-1.3% from 2018

Average account balance

$47,152

+22.0% from 2018

Annual return

21.68%

+27.63 pp from 2018

Benchmarks

See 449 peers

Peer group

Industry45 - Retail Trade

Plan typeDefined contribution

Participants100-249

Cohort449 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$8.99M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$66K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

137

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$256K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.58%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$426

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
LPL FINANCIAL5+ years Service code 27 PO BOX 509026 · SAN DIEGO, CA 92150	Advisory (Plan)	$34,061
LEAFHOUSE FINANCIAL ADVISORS, LLC2 years Filed as: LEAFHOUSE Service code 99 6011 WEST COURTYARD DR · AUSTIN, TX 78730	Other Fees	$14,294
SANNAH M BRANDT LLC DBA UPA4 years Filed as: SANNAH BRANDT LLC UNITED PENSION Service code 13 3495 PARKWAY AVE · BOZEMAN, MT 59718	Contract Administrator	$9,779
GREAT-WEST LIFE & ANNUITY INSURANCE4 years Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Recordkeeping Fees	$9,222

Plan features & details

Pension benefit codes2E2F2G2J2K3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$67K

$455 / participant

Investment mgmt$43K64.0%
Contract admin$10K14.6%
Other / not subdivided$14K21.4%

% of EOY assets

0.627%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: WIPFLI
Auditor EIN: 390758449
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$47,152

$50,175-6.0%

$99,479-52.6%

$65,186-27.7%

Participation rate

97.3%

68.4%+28.9pp

73.8%+23.4pp

70.2%+27.1pp

Annual return

21.68%

25.36%-3.7pp

30.72%-9.0pp

29.39%-7.7pp

Employer contribution / active EE

$1,351

$1,496-9.7%

$2,540-46.8%

$2,177-37.9%

Participant deferral / active EE

$4,643

$2,748+69.0%

$3,619+28.3%

$3,514+32.1%

Admin fee / account holder

$296

$398-25.6%

$6,253-95.3%

$847-65.1%

Provider

Service type

Compensation

LPL FINANCIAL5+ years

Service code 27

PO BOX 509026 · SAN DIEGO, CA 92150

Advisory (Plan)

$34,061

LEAFHOUSE FINANCIAL ADVISORS, LLC2 years

Filed as: LEAFHOUSE

Service code 99

6011 WEST COURTYARD DR · AUSTIN, TX 78730

Other Fees

$14,294

SANNAH M BRANDT LLC DBA UPA4 years

Filed as: SANNAH BRANDT LLC UNITED PENSION

Service code 13

3495 PARKWAY AVE · BOZEMAN, MT 59718

Contract Administrator

$9,779

GREAT-WEST LIFE & ANNUITY INSURANCE4 years

Service code 64

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Recordkeeping Fees

$9,222

UNIVERSAL ATHLETIC SERVICES, INC. 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

UNIVERSAL ATHLETIC SERVICES, INC. 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion