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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAPTRUST FINANCIAL ADVISORS Service code 27 · EIN 45-0479693 | Advisory (Plan) | $23,721 |
Filed as: CAP FINANCIAL PARTNERS LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $18,446 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $12,100 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,073 | $46,966-44.5% | $185,117-85.9% | $69,631-62.6% |
| Participation rate | 39.9% | 65.3%-25.4pp | 77.3%-37.4pp | 70.7%-30.8pp |
| Annual return | 27.82% | 22.36%+5.5pp | 40.50%-12.7pp | 27571.02%-27543.2pp |
| Employer contribution / active EE | $1,236 | $1,360-9.2% | $4,182-70.4% | $2,032-39.2% |
| Participant deferral / active EE | $2,106 | $3,017-30.2% | $5,045-58.2% | $3,224-34.7% |
| Admin fee / account holder | $116 | $94+23.5% | $8,159-98.6% | $110+4.9% |